Managed compliance communication

Notification Center

Email for administrators, compliance teams, and officers—with optional privacy-conscious SMS reminders for individual officers.

Tier 1 · Compliance Essentials

AdministratorsPortfolio summary, roster, capacity

Compliance staffVerification, exceptions, deadlines

OfficersPersonal action and next step only

OnPoint qualification notification— □ ×

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OnPoint Compliance

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9:415G ▰

OnPoint ComplianceText Message

Today 9:00 AM

Your 01 registration expires Nov 18. Recommended 01I class: Sep 12. Contact your compliance administrator or use the secure link.

Minimum necessary information only. Detailed qualification records are not sent by SMS.